Nonlinear Vibration Characteristics of Spur Gear Systems with Partial Tooth Breakage Under Meshing-Collision Interactions

This paper establishes a dynamic model for spur gear systems considering energy dissipation during tooth back collisions. The time-varying meshing stiffness is formulated as:

$$
k_m(t) = \begin{cases}
k_{\text{intact}} \cdot \alpha(t) & \text{Healthy teeth} \\
k_{\text{broken}} \cdot \beta(t) & \text{Partially broken teeth}
\end{cases}
$$

where $\alpha(t)$ and $\beta(t)$ represent load distribution coefficients for healthy and damaged teeth respectively. The collision force between tooth backs follows a modified dissipative contact model:

$$
F_c = \begin{cases}
k_n \delta^{3/2} + c_n \dot{\delta} & \delta > 0 \\
0 & \delta \leq 0
\end{cases}
$$

Table 1 summarizes key parameters of the spur gear system:

Parameter Symbol Value
Module (mm) $m$ 3.5
Pressure Angle $\alpha$ 20°
Teeth Number $z$ 28/35
Face Width (mm) $B$ 20
Contact Ratio $\varepsilon$ 1.68

The dynamic transmission error $x$ follows the differential equation:

$$
m_{\text{eq}}\ddot{x} + c\dot{x} + k(t)x + F_c(x,\dot{x}) = T_m/J_p – T_r/J_g
$$

where $m_{\text{eq}}$ represents equivalent mass, $T_m$ and $T_r$ denote input/output torques, and $J_p$, $J_g$ are moments of inertia. For spur gears with partial tooth breakage, the time-varying stiffness exhibits periodic impacts:

$$
\Delta k(t) = k_0\left[1 + \sum_{n=1}^N \gamma_n \cos(n\omega t + \phi_n)\right]
$$

Numerical analysis using variable-step Runge-Kutta method reveals three distinct response regimes:

Damage Level Vibration Mode Dominant Frequency
0-15% Periodic 1× meshing frequency
15-30% Quasi-periodic Multiple harmonics
30-50% Chaotic Broadband spectrum

The collision energy dissipation rate follows:

$$
\eta = \frac{E_{\text{out}}}{E_{\text{in}}} = e^{2\left(1 – \frac{\delta_{\text{max}}}{\delta_c}\right)}
$$

where $e$ is restitution coefficient, $\delta_{\text{max}}$ maximum penetration depth, and $\delta_c$ critical collision depth. For spur gear systems, the safe operating range avoids tooth back collisions when:

$$
\omega < \sqrt{\frac{k_{\text{min}}}{m_{\text{eq}}}} \left(1 – \frac{F_d}{k_{\text{min}}\delta_{\text{lim}}\right)
$$

Experimental validation shows 92.7% correlation between theoretical predictions and measured vibration spectra for damaged spur gears. The bifurcation diagram reveals critical speed thresholds:

$$
\Omega_{\text{crit}} = \frac{1}{2\pi} \sqrt{\frac{k(t)}{m_{\text{eq}}}} \left[1 – \left(\frac{c}{2\sqrt{k(t)m_{\text{eq}}}}\right)^2\right]^{-1/2}
$$

Key findings for spur gear systems include:

  • Tooth breakage below 20% primarily affects 2nd/3rd mesh harmonics
  • Collision-induced chaos emerges when damage exceeds 28%
  • Optimal damping ratio range: 0.08 ≤ ζ ≤ 0.12

The proposed model enables early detection of partial tooth fractures in spur gears through characteristic frequency modulation:

$$
f_{\text{sideband}} = f_m \pm nf_r \quad (n=1,2,3,…)
$$

where $f_m$ is mesh frequency and $f_r$ rotational frequency. Maintenance thresholds for spur gear systems should consider both vibration amplitude growth rate:

$$
\frac{dA}{dt} = \alpha A^{3/2} – \beta A
$$

and phase space trajectory divergence measured by:

$$
\lambda_{\text{max}} = \lim_{t \to \infty} \frac{1}{t} \ln \frac{|\delta x(t)|}{|\delta x(0)|}
$$

This comprehensive analysis provides critical insights for designing robust spur gear transmission systems and establishing condition-based maintenance protocols.

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